MISCONDUCT, MALPRACTICE AND MALADMINISTRATION
(MMM.2027)
1. SCOPE
This policy describes how suspected or alleged incidents of misconduct, malpractice and/or maladministration are dealt with by Canine Massage Therapy Centre where there are reasonable grounds for suspicion or allegation.
This policy is designed to ensure that any such incidents are prevented where possible and thoroughly investigated with appropriate action taken where malpractice/maladministration is suspected or alleged.
CMTC will uphold the standards of Gatehouse Awards in delivery of their qualification in accordance with their Ofqual regualators.
2. RESPONSIBILITIES
This policy applies to all those who work for or contracted to undertake work, paid or unpaid, on behalf of Canine Massage Therapy Centre. This can include instructors, invigilators or assessors, associates, partners or sub-contractors. It also applies to all Learners.
3. DEFINITIONS
In law, misconduct is wrongful, improper, or unlawful conduct motivated by premeditated or intentional purpose or by obstinate indifference to the consequences of one's acts. Misconduct can be considered an unacceptable or improper behaviour.
"Misconduct" includes something seen as unacceptable as well as criminal offenses e.g. deceptive manipulation.
"Gross misconduct" can lead to immediate dismissal because it is serious enough and possibly criminal, e.g. stealing or sexual harassment.
Malpractice covers any deliberate actions, neglect, wrongdoing, misconduct or other practice that compromises, or could compromise the integrity of the training and/or assessment and validity of results. For example, the failure to maintain appropriate records or systems to the deliberate falsification of records to claim certificates.
Maladministration is any activity, neglect, default or other practice that results in the inefficient, dishonest or just bad administration or management which may or may not be deliberate. For example, breach of security or confidentiality of assessment materials including loss or theft, persistent mistakes and inaccurate learner records.
Types of Gross Misconduct (examples)
(if confirmed, the Learner may find they are expelled immediately)
All Canine Massage Therapy Centre employees, Learners and those who work on behalf of Canine Massage Therapy Centre who shall breach the legal duties regarding Equality & Diversity, Health and Safety, Safeguarding or any other Law applicable.
No Learners must disrupt, cause the improper interference with the functioning or activities of the programme of learning, or of the teaching staff and fellow Learners
Learners actions must not damage the training provider or its reputation
No violent, indecent, disorderly, threatening, intimidating or offensive behaviour or language
No harassment of any other Learner, member of staff or visitor
Learners must not bully or intimidate other Learners so as to cause them distress or impede their ability to complete the programme of learning.
No theft, misappropriation, or misuse of property of the company, fellow Learners or visitors
Actions likely to cause injury or impair safety to themselves or others around them will not be tolerated.
Failure to respect the rights of others to freedom of belief and freedom of speech
No smoking in a prohibited place
No Learner shall mislead anyone as to the extent of their status as a student or advertise that they are qualified until notified as such as the end of the qualification
Types of Misconduct (examples)
Where the Learner has failed to follow the rules, policies or procedures they are likely to be issued with a formal warning.
Breaking safety regulations
Poor timekeeping
Persistent absence from practical sessions
Refusal to carry out the instructions of an Instructor
All Learners must do their own work. If a scribe or interpreter is used, they can only be instructed to write your own words (see plagiarism)
Learners may wish to use the private forum to seek advice for answers but should not seek help from other practitioners in answering a question for them.
Their responsibility to maintain standard of the group as a whole so as not to create delay in qualification
Learners must observe the rules set in taking on actual case studies during their externship and spot checks may be undertaken to ensure fair play
Types of malpractice (examples)
Insecure storage of assessments and learner evidence
Misuse of assessment documents including inappropriate adjustments
Improper/excessive assistance to learners to aid their achievement
Deliberate falsification of records in order to claim certificates
Plagiarism of another's work
Cheating during assessment
Obtaining unauthorised access to assessment or examination material
Impersonating a candidate (i.e. claiming to be someone other than yourself)
Submitting false claims for certificates or skills identity cards
False ID used at the registration stage
Types of maladministration (examples)
Persistent late learner registrations and certificates
Registering learners for the wrong training or qualification
Inaccurate claim for certificates
Failure to maintain appropriate records, e.g. certification claims and/or forgery of evidence for assessments
Withholding of information, by deliberate act or omission
Wrongful advertising of a service that they are not qualified to delivered
Misuse of Canine Massage Therapy Centre, logo and trademark
Misuse of Awarding Organisation, awarding body or regulators logo and trademark
Failure to the requirements of reasonable adjustments and special considerations
Failure to provide adequate training, systems and processes or relevant knowledge to anyone directly involved in the process
Loss of documentation, portfolios/learner records and assessments.
HARASSMENT
Canine Massage Therapy Centre will not tolerate any form of harassment or bullying.
We intend that the Learning methodology programme, should provide an environment in which no one should feel threatened or intimidated.
Harassment is a discriminatory act and is also a criminal offence. In the main, it takes the form of unwanted behaviour by one person against another, such as
Patronising or belittling comments
Comments about appearance/body/clothes
Leering or staring at a person's body
Unwelcome sexual invitations or pressure
Promises or threats concerning the leaning outcomes or conditions in exchange for favours
Displaying offensive or sexually explicit material
Touching, caressing, hugging or indecent assault
The test for such matters being treated as Harassment is that the behaviour is unwelcome, uninvited and unreciprocated.
In the case of Bullying, examples include
Threats of or actual physical violence
Unpleasant or over repeated jokes about a person
Unfair or impractical work loading
Action
If you encounter a problem of this nature, you must make the person concerned aware that you find the behaviour offensive. If you do not feel that you can address the person directly, you may want to address them in writing to the person concerned.
If this informal approach fails, or you believe the actions to be very serious, you should bring the matter to your Instructors. If possible, you should keep note/dates of the events which have taken place in order that a formal complaint can be investigated. A response will be issued to you within 14 working days.
Steps will be taken to separate you both by placing in a different group if possible.
You will not be victimised in bringing a complaint.
If the matter is found to be sufficiently serious, the instigator of the harassment or bullying will be struck off the programme of learning and fees will be forfeited.
If your complaint is against a member of the teaching staff, you can address your concerns to the Office Manager who will investigate fully within 14 working days.
Action will be undertaken in accordance with the CMTC and Gatehouse Awards (where applicable) Complaints procedure and will result in GATEHOUSE AWARDS action.
PLAGIARISM
The Canine Massage Therapy Centre is committed to ensuring the credibility of the Qualification and courses we deliver, along with upholding our responsibilities to Learners and our awarding organization, (GATEHOUSE AWARDS). Plagiarism amounts to falsification of work, and cheating will not be tolerated.
Plagiarism occurs when an author attempts to present as original existing or unacknowledged materials or ideas from another person, source or (in the case of self-plagiarism) their own work (PlagiarismAdvice.org). It is acknowledged that plagiarism isn't always intentional as it may be because of learner misunderstanding rather than direct intention.
Examples of plagiarism include:
buying a paper from an internet source and submitting it as your own
getting someone else to do the work for you
giving false information about the source of information used in work
copying sections of work from a friend
copying/ pasting information from textbooks/ the internet without citing the source
omitting quotation marks from quotations
incorrect referencing
Learners
should not let others see their coursework as this can amount to collusion
should ensure coursework is written in their own words unless quoting a reference
understand that when they sign coursework to authenticate it, they are confirming that this is their own work
Learners needing to use a scribe to enable them to complete the written elements of the learning outcomes will be required to take an additional verbal assessment to confirm their understanding of their written modules.
USE OF AI
You are expected to include a disclosure statement at the end of your module describing which AI tool you used and how you used it. For example, "ChatGPT was used to draft about 50 percent of this paper and to provide revision assistance. AI-produced content was edited for accuracy and style."
You must then continue to provide the relevant referencing in accordance with our suggested reading list and/or other material used in reaching your answer.
4. DEALING WITH MISCONDUCT, MALPRACTICE AND MALADMINISTRATION
Identification
Canine Massage Therapy Centre has appropriate systems and processes in place to identify and effectively deal with malpractice which include:
Ongoing quality assurance and audits
Through complaints or feedback received
Whistleblowing (laws protect specific items)
Information from other sources
Response
In a case of suspected misconduct, malpractice or maladministration Canine Massage Therapy Centre will review the information presented and decide whether it is appropriate to take no further action or to investigate. Canine Massage Therapy Centre will make an initial response in writing within 5 working days.
Investigation
The fundamental principle of investigation is to conduct them in a fair, reasonable and legal manner, ensuring that all relevant information is considered without bias. Incidents will be investigated as follows:
Establish the facts relating to allegations/complaints in order to determine whether any irregularities have occurred
Identify the cause of the irregularities and those involved
Establish the scale of the irregularities
Notify parties concerned and request an account of the incident
Gather relevant information from records held - these may include registration data, assessment records or any other information deemed relevant to the investigation
Consult with others in order to get a full picture if necessary
Undertake further discussions including face to face meetings if deemed necessary
Determine whether remedial action is required to reduce the risk to current registered learners and to preserve the integrity of the training or qualification
Identify and, if necessary, take action to minimise any risks
Ascertain whether any action is required in respect of certificates already issued
Identify any changes to policies and procedures
Identify any adverse patterns or trends.
Outcomes
Where investigations establish that misconduct/malpractice/maladministration has in fact occurred Canine Massage Therapy Centre will take appropriate action. Such actions will be proportionate to the gravity and scope of the occurrence and may include the following:
The implementation of corrective action plans to prevent re-occurrence
Additional monitoring
Suspending or removing course/Qualification registration, forfeiting all fees paid
Suspending or removing contract
Withdrawal of certificates
Imposing other sanctions as appropriate.
Misconduct, Malpractice and maladministration process and timescales from notification
Report any misconduct, malpractice or maladministration to the Director of Canine Massage Therapy Centre
Acknowledge response of a misconduct, malpractice or maladministration within 5 working days
Investigation and gathering of evidence 15 working days
Outcome letter within 20 working days of the acknowledgement
Appeals
Everyone has the right to appeal where a case of misconduct, malpractice or maladministration has been upheld. Further details may be found within the Appeal policy.
An appeal against misconduct, malpractice or maladministration decision must be submitted in writing to Canine Massage Therapy Centre, preferably within 5 working days of the decision and no more than 4 weeks from the decision.
The appeal will be investigated by the Director of Canine Massage Therapy Centre. A written response will be given to all reasonable written appeals (letter or email) within a maximum of *10 working days from the receipt of the appeal. If this time needs to be extended the applicant will be advised stating a predicted reply date.
The decision will be final.
*If this time needs to be extended the applicant will be advised stating a predicted reply date.
Reporting
Canine Massage Therapy Centre record incidents of misconduct, malpractice and maladministration via a risk register to identify and monitor any recurrent issues or trends. Gatehouse Awards will be advised of all cases.
- ADVERSE EFFECT
Canine Massage Therapy Centre will take all reasonable steps to prevent any potential adverse effect to any incident that may arise. Where an incident brings the outcome of other results into serious question this would be considered a potential 'adverse effect' as other learners may be affected.
In such cases Canine Massage Therapy Centre will:
Identify any other learner who has been affected
Correct or mitigate the effect as far as possible - for example adjusting marks
Take action to avoid a re-occurrence - this may include removal of instructors/assessors.
Examples of adverse effects
There is a substantial error in training or assessment materials
There has been a loss or theft of, or breach of confidentiality in training or assessment materials
Incorrect certificates have been issued. Certificates will be revoked if the result on the certificate is false because of malpractice or maladministration.
An act, omission, event, incident, or circumstance has an adverse effect if it: -
Gives arise to prejudice to learners or potential learners or
Adversely effects;
The ability of Canine Massage Therapy Centre to undertake the development delivery or award of the training or qualifications
The standards of the training or qualifications
Public confidence in the training or qualifications
Canine Massage Therapy Centre will mitigate risks that have the potential to cause an adverse effect to learners. All incidents will be logged and maintained on Canine Massage Therapy Centre risk register to ensure the issue is highlighted managed and mitigated against.
Canine Massage Therapy Centre will inform where appropriate any malpractice/maladministration and adverse effects to the appropriate relevant parties including the awarding body Gatehouse Awards.
Learners found to be in serious breach of misconduct, or frequently warned of a lesser breach of misconduct, may find that they are dismissed from the Programme of Learning and forfeit all fees paid (outstanding fees being due immediately).
APPEALS POLICY (AP.2026)
Scope
This policy outlines how Canine Massage Therapy Centre deals with appeals. An appeal is defined as an application for a decision taken by Canine Massage Therapy Centre in relation to a learner to be overturned.
We are committed to providing a fair and transparent appeals service.
Responsibilities
The policy applies to learners and Canine Massage Therapy Centre. Natalie Lenton, Director has the overall responsibility for ensuring that this policy is implemented.
Policy Principles
Appeals from learners and/or sub contactors may be made in relation to a decision where we did not apply procedures consistently or those procedures were not followed properly and fairly, examples may include:
A decision to decline a request to make reasonable adjustments or give special considerations
The outcome of assessment, including external verification and certification
Any action taken by Canine Massage Therapy Centre following investigations into incidents of malpractice or maladministration
Appeals Process
When submitting an appeal, the following supporting information is required, where applicable:
Learner(s) name and contact details
Training/qualification/assessment or event to which the appeal refers
Date of event to which the appeal refers
Date(s) learner or service user received notification of Canine Massage Therapy Centre's decision
Title and certificate number of the training or qualification affected Full nature of the appeal
Appeals should be made as early as possible and must be made in writing within 4 weeks of the date of the event that the appeal refers to. As much detail, as possible should be submitted along with any supporting evidence available.
An initial response to appeals will normally be made within 5 working days, and the Director of Canine Massage Therapy Centre will appoint a representative of the company to conduct the investigation. The representative will not have had any involvement in the training and assessment process relating to the learner or service user and will be qualified to make a final decision.
A written response will be given to all reasonable written appeals (letter or email) within a maximum of 10* working days from the date of receipt of the appeal to either:
Amend our original decision considering the new rationale/evidence being put forward and which has now been reviewed; or
Confirm we stand by our original decision and in doing so the rationale for this decision and where the appellant is not content with the decision made, they may appeal to the relevant regulatory body (Ofqual).
*If this time needs to be extended the applicant will be advised stating a predicted reply date.
Where a referral is made to GATEHOUSE AWARDS, we will take appropriate, preventative and/or corrective action to prevent re-occurrence as appropriate, such as:
Identifying any other learners who have been affected to correct and mitigate, as far as possible, the effect of the failure (e.g., and amend the results for the learner(s) affected following an appropriate investigation)
Reviewing our associated processes and policies to ensure that the 'failure' does not occur again or mitigate the situation as far as possible if the failure that occurred cannot be corrected.
Cooperating with any follow-up investigations required by the regulators and, if appropriate, agree any remedial action with them.
Where the appeal relates to the outcome of assessment, we will ensure independent review any assessment evidence concerned.
Where an appeal against assessment brings the outcome of other results into serious question this would be considered a potential 'adverse effect' as other learners may be affected.
In such cases, we will ensure that:
Any other learner who has been affected is identified
Effects are corrected or mitigated as far as possible. This may involve adjusting the outcome of assessments (pass/fail) and re-issuing results, or revoking certificates
Appropriate action is taken to avoid a re-occurrence. This may involve for example taking action against sub contactors, assessors, instructors or internal quality assurers, external quality assurers.
Canine Massage Therapy Centre ensures that any actions are monitored through its internal reporting process. Trends are identified and action put in place to negate reoccurrence.
Reporting
We record appeals via a risk register to identify and monitor any recurrent issues or trends and report to Gatehouse awards on appeals and complaints including the final outcome
This policy is reviewed regularly and updated annually or as and when required.
GATEHOUSE AWARDS CONTACT DETAILS -
Gatehouse Awards Ltd Unit G5, Woodhead House Woodhead Road Birstall WF17 9TD United Kingdom
Telephone Phone: +44 (0)1924 609250
COMPLAINTS (Including Compliments and Feedback) (Com.2026)
- SCOPE
Canine Massage Therapy Centre is are committed to providing a high-quality service to all our customers. We view complaints as an opportunity to learn and improve our services to customers as well as an opportunity to put things right for the person or organisation that has made the complaint.
Our aim is to ensure complaints are handled sensitively and speedily to enable us to:
Demonstrate our commitment to clients, learners and other stakeholders
Demonstrate our commitment to providing the best possible service
Help to find out about things that have gone wrong so we can fix them
Help to prevent things going wrong again in future.
A complaint is defined as an expression of dissatisfaction with a product or service delivered by us whether justified or not.
- RESPONSIBILITIES
Overall responsibility for this policy and its implementation lies with the Director Natalie Lenton.
- POLICY PRINCIPLES
Our policy principles are to:
Provide a fair complaints procedure which is clear and easy to use
Publicise our complaints procedure so that people know how to contact us
Make sure everyone at Canine Massage Therapy Centre knows what to do if a complaint is received
Make sure all complaints are investigated fairly and in a timely way
Ensure complaints are, wherever possible, resolved and that relationships are repaired
Gather information which helps us to improve what we do
Ensure that all complaint information will be handled confidently.
- COMPLAINTS PROCEDURE
Canine Massage Therapy Centre will not normally investigate complaints which are received more than six months after the incident or occurrence took place.
Complaints can arrive through many different channels and may be received verbally, by phone, by email or in writing.
All complaints are required to be logged by Canine Massage Therapy Centre whether informal or formal. Reasonable complaints will be dealt with as below, if more time is needed the complainant will be advised.
Stage 1 - Informal Resolution
Raise the issue informally with your tutor, or Natalie Lenton within 10 working days of the issue arising.
Most concerns can be resolved quickly and informally at this stage.
Stage 2 - Formal Complaint
If you are not satisfied with the outcome:
Submit a Formal Complaint Form (available from [email protected]) to Natalie Lenton within 20 working days of the original issue.
The complaint will be acknowledged within 5 working days.
A full investigation will be conducted, and a written response will be provided within 20 working days.
The decision will outline any corrective or preventive actions to be taken.
Stage 3 - Appeal or Escalation
If you remain dissatisfied after Stage 2:
If the issue remains unresolved after internal processes, you may escalate the complaint to the relevant Awarding Organisation, Gatehouse Awards
As an Ofqual-regulated provider, learners may ultimately contact Ofqual if they believe that the awarding organisation has not followed due process.
GATEHOUSE AWARDS CONTACT DETAILS -
Gatehouse Awards Ltd Unit G5, Woodhead House Woodhead Road Birstall WF17 9TD United Kingdom
telephone Phone: +44 (0)1924 609250
- COMPLIMENTS AND FEEDBACK
We define a compliment as an expression of praise concerning a high level of service delivery and/or customer care received.
Acknowledgements will be sent within 5 working days of receipt in respect of all feedback and compliments.
Compliments and feedback which warrant a response will be replied to within 10 working days.
Compliments and feedback may be communicated internally and via social media networks if applicable to external stakeholders and partners and with the customer approval.
MONITORING and REPORTING
Canine Massage Therapy Centre records complaints and reviews these regularly to identify any trends which may have an impact upon other learners. Where a complaint is upheld, the impact on other learners is considered and action is taken to ensure learners are not disadvantaged.
Where it has been established that a complaint is valid, we will take appropriate action that will be proportionate to the gravity and scope of the occurrence. This will be documented at management meeting and added to the risk register.
This policy is reviewed regularly and updated annually or as and when required. Note: Links added should be validated by anyone looking to adopt this example policy
UNREASONABLE BEHAVIOUR
We are committed to dealing with all customers and members of the public fairly, impartially and in a proper and considerate manner. We do not normally limit the contact that customers or the public have with us, whether in person, by telephone, by email or on social media. However, we will not tolerate behaviour or communications that are unreasonable; by which we mean those behaviours or communications which are offensive, abusive or threatening, for example.
In addition, from time to time our staff may fall short of the expectations of our customers. This could be because we have failed, or been slow, to act; or it may be because a complainant's expectation of us goes beyond that which we can deliver. Occasionally, however, a complainant hinders our consideration of their complaints through their frequency of contact with us and exceptionally, we will take action to limit their contact.
We are unable to investigate a complaint if it's an anonymous complaint or if it's a legal obligation that we must fulfil although the complaint will be noted.